As convenções das Políticas de Ciência, Tecnologia e Inovação no Brasil: do Estado Empreendedor à crise do Estado Facilitador

Victor Luiz Alves Mourao (2017)

Sinais 21(1), pp. 132-154

Abstract. The article aims to conduct an analysis of Brazilian science, technology and innovation policies departing from the convention theory, a perspective that arises at the interface between sociology and economics through a focus on the situational contestation of the coordination of actions. The connection between these situations and the elaboration of policies and institutions is formulated as a problem, proceeding to the historical recapitulation of the historical process of building Brazilian scientific and technological institutions, with special attention to Science and technology public policies and conferences organized by the governments which focused to promote debate over the subject. In this way, it is possible to carry out an analysis that identifies the normative principles (cités) involved in the process of formulation, implementation and execution of the policies of science and technology, allowing to clarify continuities and discontinuities of Brazilian historical trajectory.

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Perspectives on the sustainability promise of alternative food networks, by Sini Forssell

 PhD thesis defended, with the permission of the Faculty of Agriculture and Forestry of the University of Helsinki,  on 15 September 2017, under the supervision of Dr. Leena Lankoski.

Abstract. This doctoral dissertation examines the phenomenon of alternative food networks (AFNs) from the perspective of food system sustainability. AFNs are seen as a promising response to the sustainability issues associated with the conventional food system, but have also attracted criticism. Criticisms include uncertainty over AFNs’ actual sustainability impacts; arguments that many AFNs are hybrid rather than purely alternative; and that their impact on food system sustainability is limited, due to their marginal position. In this dissertation, comprising three original research articles and an introductory section, I explore the above-mentioned criticisms to advance understanding of AFNs’ sustainability. I seek to i) understand what sustainability claims we can make for AFNs based on their characteristics, ii) to develop understanding of AFNs’ hybrid nature and their complex relationship to the conventional food system through empirically examining the negotiation of acceptable practice in AFNs; and iii) understand how this negotiation can be understood to drive wider food  system sustainability transitions by shaping norms. The main theoretical framework used is convention theory. This theory examines the deployment of different notions of worth in coordinating economic activity, as actors navigate in different situations, and shape these situations through their negotiation of acceptable practices. I also apply convention theory to the framework of sustainability transitions, to frame the examination of norm-shaping within the niche of AFNs. The empirical focus of this study is an often-overlooked AFN  actor, alternative food retailers, involving a qualitative, multiple case study research covering nine cases of alternative food retail in Finland and the UK.  My findings suggest that AFNs may potentially contribute to sustainability, but their sustainability should be critically assessed on a caseby-case basis. The findings also suggest a plurality of shared ideals in the domain of AFNs and several areas of tension in AFN practice that AFN actors  must navigate. In doing this, the actors may also shape the norms and ideals in the sector. The conceptual examination contributes a clarified overview of AFNs’ potential sustainability impacts and limitations, and provides a practical framework to assess different food networks’ sustainability. The empirical analysis challenges certain underlying assumptions in the previous literature, and contributes a new understanding of AFNs’ hybridity, its causes and consequences, and the challenges involved in adopting sustainable practices. The analysis can help practitioners understand consumer considerations, and opportunities and obstacles to more sustainable practices. It also deepens the understanding of how new norms are negotiated in the sector, and suggests an alternative view of AFNs’ potential to drive change, besides scaling up and gaining a larger share of the food market. It uncovers the deeper ideals that the alternative food retailers promote, and how these are different from or similar to conventional food system norms and ideals. This understanding can also help practitioners in their norm-shaping work. Theoretically, the study contributes a more dynamic application of convention theory to agri-food studies. The use of convention theory contributes a new understanding of the human and cultural aspect of sustainability transitions. AFNs are ultimately both more and less than their promise. They are not automatically sustainable, or always purely alternative, but can challenge the conventional food system. Their indirect impact on the wider food system may be greater than suggested by their small size and reach. AFNs operate in a dialogue between different parties, and the general direction of this dialogue is instrumental in shaping what AFNs might be or become, and the achievement of sustainability in AFNs.

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Supporting alternative organizations? Exploring scholars’ involvement in the performativity of worker-recuperated enterprises

Susana C Esper, Laure Cabantous, Luciano Barin-Cruz & Jean-Pascal Gond (2017)

Organization 24(5), pp. 671-699

Abstract. This article analyses the role of academics in the production and maintenance of alternative organizations within the capitalist system. Empirically, we focus on academics from the University of Buenos Aires who, through the extension programme Facultad Abierta, have supported worker-recuperated enterprises since their emergence in Argentina in the early 2000s. Conceptually, we build on prior studies on worker-recuperated enterprises as well as the ‘critical performativity’ concept that we define as scholars’ subversive interventions that can involve the production of new subjectivities, the constitution of new organizational models and/or the bridging of these models to current social movements. Our results uncover the multiple roles of academics in relation to these three facets and highlight the key interactions of these roles. In so doing, our analysis advances prior studies of worker-recuperated enterprises by clarifying how academics can support alternative organizations while offering a renewed conceptualization of critical performativity as a multifaceted process through which academics and workers interact.

Link to the review

Kolloquium Sozialforschung

Kolloquium Sozialforschung at University of Lucerne, in autumn semester 2017, offering lectures (in German) based on convention theory.

There is a series of lectures in the field of social research (methods) at University of Lucerne. Three of the six lectures are offered by conventionalists, referring topics to convention theory/applying convention theory. It will take place always on Wednesdays (16.15-17.45) at University of Lucerne (room 4.B54, Frohburgstrasse 3, Lucerne). Lectures are open for the interested public.

11.10.17 Prof. Dr. Regula Leemann (FHWN Basel) : «Die Soziologie der Konventionen in der sozialwissenschaftlich ausgerichteten Bildungsforschung: Methodologische und methodische Überlegungen und Erfahrungen»

15.11.17 Dr. Kenneth Horvath (Universität Luzern) : «Pädagogisches Unterscheidungswissen messen – Herausforderungen einer gegenstandsangemessenen Quantifizierung schulischer Klassifikations- und Bewertungslogiken»

13.12.17 Valeska Cappel (Universität Luzern) : «Health-Apps – Eine Forminvestition in einen digitalen Gesundheitsstatus?»


Seminar: L’économie des conventions – ein französischer Ansatz der Wirtschaftssoziologie

At the University of Basel the seminar “L’économie des conventions” starts next week.

Die Wirtschaftssoziologie erlebt seit den 1990er Jahren im Kontext von Globalisierung, Neoliberalismus und Finanzkrisen eine Renaissance. Zwar hatten sich bereits die soziologischen Klassiker wie Marx, Weber oder Durkheim intensiv mit wirtschaftlichen Phänomenen auseinandergesetzt. In der Zeit nach dem Zweiten Weltkrieg dominierte hingegen eine zumeist stillschweigende Übereinkunft, der zu Folge sich die Soziologie mit der Gesellschaft und die Ökonomie mit der Wirtschaft beschäftigte. Diese Sicht gilt inzwischen als überholt, und heute kommt es immer öfter vor, dass soziologische und ökonomische Ansätze in direkte Konkurrenz zueinander geraten. Vor diesem Hintergrund setzen wir uns mit der «économie des conventions» (oder Konventionen-Ökonomie), einem französischen Ansatz der Wirtschaftssoziologie, auseinander. Mit dem Buch von Rainer Diaz-Bone (2015) liegt erstmals eine deutschsprachige Publikation vor, welche diesen Ansatz umfassend vorstellt. Im deutschsprachigen Raum bereits einigen Jahren bekannt ist die These vom «Neuen Geist des Kapitalismus» (Boltanski & Chiapello 2003), welche aus diesem Ansatz hervorgegangen ist. Die Auseinandersetzung mit der «économie des conventions» ist aus zweifachem Grund von besonderem Interesse: Zum einen, weil der Ansatz von Soziolog*innen und Ökonom*innen gemeinsam entwickelt wurde. Zum anderen, weil er ziemlich andere Wurzeln hat als die dominierenden angelsächsischen Ansätze der Wirtschaftssoziologie: So schlägt sich in den Konzepten der Konventionen-Ökonomie nicht zuletzt die kritische Auseinandersetzung mit so einflussreichen französischen Autoren wie Michel Foucault, Pierre Bourdieu oder Bruno Latour nieder.


Some institutions (social norms and conventions) of contemporary mainstream economics, macroeconomics and financial economics

David Dequech (2017)

Cambridge Journal of Economics. Online first.

Abstract. This paper applies an institutional approach to contemporary mainstream economics. It identifies some mental and behavioral rules of mainstream economics as a whole and of the mainstream segment of two important subdisciplines, namely, macroeconomics and financial economics. There are social reasons behind the sharing of these rules. They are institutions. More specifically, academics who do not comply with these rules are subject to punishment, while conformists may be rewarded. At the same time, many supporters of mainstream economics have internalized these rules as legitimate, in part because of the prestige of their advocates. Social sanctions and internalization characterize social norms. These institutions are also conventions. Through various mechanisms, some academics follow these rules at least in part because others have done so; in addition, the prevailing rules are not necessarily superior to existing or conceivable alternatives. The combination of social norms and conventions may have negative consequences for the discipline.

Link to the review

Konventionen der Arbeitsintegration

Alan Canonica (2017)

Zeitschrift für Unternehmensgeschichte (Journal of Business History), 62(2), pp. 233–255.

English Abstract. Conventions of Occupational Integration. The Employment of Disabled People in Swiss Enterprises (1950 to 1980). Disabled people’s access to the labour market is one of the leading ideas in disability policy. Its success depends on the willingness of employers to employ handicapped people. Both historical and social studies focus on the welfare state or the people in question, while the perspective of the employers is often neglected. Under what conditions are companies willing to employ people whose performance diverges from the common interest to maximise economic output? Switzerland is well suited for a case study, since there are no regulations for employers, such as a quota-system. Incorporating the theory of «économie des conventions», this study investigates how employers’ associations and companies justify employment of disabled people and how these people are valued. The timeframe investigated spans from the immediate post-war period to 1980.

Link to the review

The Limits of Ontological Critique: from Judgmental Rationality to Justification

Ismael Al-Amoudi & John Latsis (2017)

Cambridge Journal of Economics. 41(5), pp. 1303–1321.

Abstract. The Cambridge Social Ontology (CSO) programme’s inability to generate a meaningful dialogue with mainstream economics is difficult to understand by mere reference to judgmental rationality and without reference to CSO’s ideological configuration. Our paper uses an économie des conventions framework to draw systematic comparisons between CSO’s ideological configuration and the ideological configurations of mainstream economic theories and practice. The resulting analysis helps us to understand not only why CSO generated little response from the mainstream, but also how CSO might renew its critique in ways that might be more likely to produce a response.

Link to the pre-print version

Link to the review

Notes de lecture des « Embarras des recruteurs »

Deux notes de lecture de l’ouvrage d’Emmanuelle Marchal : Les Embarras des recruteurs. Enquête sur le marché du travail (Éditions de l’EHESS, 2015)

François Sarfati, « Emmanuelle Marchal, Les Embarras des recruteurs. Enquête sur le marché du travail (Éditions de l’EHESS, 2015) », Sociologie [En ligne]

Sociologie du travail
Carole Tuchszirer, « Emmanuelle Marchal, Les embarras des recruteurs. Enquête sur le marché du travail », Sociologie du travail [En ligne], Vol. 59 – n° 1 | Janvier-Mars 2017

The (Valuation) Politics of Privatization

Debbie Becher  (2017)

Review Essay of « Barman, Emily (2016): Caring Capitalism: The Meaning and Measure of Social Value. Cambridge: Cambridge University Press. » Contemporary Sociology 46(5), pp. 521-526 .

Barman’s new Caring Capitalism: The Meaning and Measure of Social Value illustrates how the pursuit of social good through business has become a more capacious activity than previously recognized, embedded in almost every arena of the modern corporate world. She demonstrates how the pursuit of social good has become integral, almost ingrained, across practically all industries and private organizations operating under capitalism today. She makes the point through the book’s three sections. The first covers the least surprising and earliest examples of this kind of activity: nonprofit organizations that self-consciously pursue do-good missions, as an alternative to or directly through market activity. The second part follows those who operate on the outside and attempt to force or nudge for-profit corporations to create social goods (or avoid social bads) by, for instance, labeling consumer goods as “fair trade” or “organic” or by crafting investment priorities around avoiding tobacco and guns. More broadly, these are cases of what is often called private regulation, including early initiatives to enforce “corporate social responsibility” and “socially responsible investing.” The final part of the book puts the most surprising developments on display: for-profit, multi-national corporations of all kinds that are taking on the charge. Here Barman highlights corporations that are being pressured to orient their activities toward the social good. This section includes the mainstreaming of investment evaluations by Bloomberg and colleagues that link social welfare to corporate profit. It also tracks the development of multi-national “inclusive businesses” whose core goals include poverty elimination and community development. Caring Capitalism does not examine what these corporations are actually doing to achieve social goods; instead, the book is focused on how they demonstrate such achievements across practically all corporate fields of activity.

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Indigenous worldviews and western conventions: Sumak Kawsay and Cocoa production in Ecuadorian Amazonia

Daniel  Coq-Huelva,  Bolier Torres-Navarrete & Carlos Bueno-Suárez (2017)

Agriculture and Human Values. Online first.

Abstract. This article explores the role of conventions in the normalization of cocoa production in Ecuadorian Amazonia. Convention theory provides key theoretical tools for understanding coordination among agents. However, conventions must be understood as cultural constructions with a strong Eurocentric background that must be substantially modified in originally non-European contexts. A creative application of convention theory can partially overcome bifurcation among Western and non-Western rationalities. First, it shows that Western values and forms of coordination are heterogeneous, conflictive and opposing. Second, it provides key insight for understanding the transformation of subaltern subjectivities generated from non-Western rationalities that are closely associated with subjugated knowledges. Third, in applying the concept of compromise, it allows one to understand cognitive hybridization and coordination among indigenous and Western agents and thus the complexities of processes of resistance, subversion and empowerment carried by indigenous communities. This article is focused on how cocoa production in Ecuadorian Amazonia serves as an example of the confluence and coordination of indigenous (using the concept of “Good Living” or Sumak Kawsay) and Western conventions. The assertion of Sumak Kawsay is understood as a relevant transformation of Ecuadorian post-colonial relations. It is shown that relevant industrial upgrading processes are justified by, among others, Sumak Kawsay repertoires. Additionally, dialogue on knowledge and compromise among conventions, and especially concerning Sumak Kawsay and the market, have been key facets shaping the development of a differentiated quality strand that has promoted relevant changes in the subaltern positioning of indigenous farmers in the cocoa commodity chain.

Link to the review


Notes de lecture du « Dictionnaire des conventions »

Deux notes de lecture du « Dictionnaire des conventions – Autour des travaux d’Olivier Favereau »

Revue de la régulation
Jonathan Marie, « Un ouvrage collectif convaincant en faveur du nécessaire pluralisme en économie politique », Revue de la régulation [En ligne], 21 | 1er semestre / Spring 2017

Liens socio
Olivier Cléach, « Philippe Batifoulier, Franck Bessis, Ariane Ghirardello, Guillemette de Larquier, Delphine Remillon (dir.), Dictionnaire des conventions. Autour des travaux d’Olivier Favereau. », Lectures [En ligne], Les comptes rendus, 2016.

The dynamics of sheep welfare in Norway – between idealised images and practical realities

Virginie Amilien & Unni Kjaernes (2017)

British Food Journal, 119(4), p. 952-966

Purpose: This paper is based on three social scientific studies of animal welfare and local food products in Norway, of which two focused on sheep in particular. It addresses the widespread belief that Norwegian sheep farming is “the best” but is confronted with a meat industry that emphasises economic efficiency. A few years after a new Norwegian law on animal welfare acknowledged animals as sentient beings came into force in 2010 (LOVdata, 2009), the purpose of this paper is to better understand ongoing debates on the welfare of sheep by exploring how sheep welfare is understood and regulated in Norway.

Design/methodology/approach: The theoretical framework draws on convention theory, especially referring to the four “possible worlds of production” (Salais/Storper 1993). The authors argue that animal welfare may be analysed in parallel to product quality, focusing on three major perspectives of sheep welfare: animal treatment, product quality, and an abstract conceptualisation in public discourse. The empirical analysis is based on interviews with key players in the sector and central documents.

Findings: Convention theory points to several general difficulties in reaching an agreement on what is “good quality” and welfare. First, the authors find difficulty in how to implement new regulatory conceptualisations with dominant ways of understanding welfare within the industry. Second, the idealised images of sheep welfare of an immaterial possible world dominating public discourse have very little interaction with the real world of farms and abattoirs.

Originality/value: This paper suggests that rather than addressing and handling the potential tension between the legal recognition of animal as sentient being and the economic demands of the industry, key actors keep the potentially conflicting understandings apart in different “worlds of production” (Salais/Storper 1993). Nevertheless, the authors observe that interactions between possible worlds, as well as translation from one possible world to another, not only could be promising but would be fundamental to concretise improvements in the real world.

Link to the review


Algorithmes de prix, intelligence artificielle et équilibres collusifs

Frédéric Marty (2017)

Sciences Po OFCE. Working Paper, n°14, 2017-05-01.

Résumé. Les algorithmes de prix mis en oeuvre par des firmes concurrentes peuvent constituer le support de collusions. Les ressources offertes par le Big Data, les possibilités d’ajustement des prix en temps réel et l’analyse prédictive peuvent permettre d’atteindre rapidement et de maintenir durablement des équilibres de collusion tacite. Le recours à l’intelligence artificielle pose un enjeu spécifique en ce sens que l’algorithme peut découvrir de lui-même l’intérêt d’un accord tacite de non-agression et que l’analyse de son processus décisionnel est particulièrement difficile. Ce faisant la sanction de l’entente sur la base du droit des pratiques anticoncurrentielles ne va pas de soi. L’article explore donc les voies de régulation possibles, que celles-ci passent par des audits ou par l’activation de règles de responsabilité.

Abstract. Algorithmic pricing may help competitors to collude. Big Data, real time pricing and predictive analysis may favour a quick reach to tacit collusion agreement and a durable equilibrium. Artificial Intelligence induces a specific issue as the algorithm may autonomously discover the possible gains associated to this kind of non-aggression equilibrium and as it is difficult to make its decisional process accountable. Hence sanctioning this on the ground of anticompetitive practices prohibition is not obvious. This paper explores the alternative ways of regulation as experimentations or implementation of liability rules.

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Routine and reflexivity: Simonian cognitivism vs practice approach

Rouslan Koumakhov & Adel Daoud (2017)

Industrial and Corporate Change, 26(4), p. 727–743

Abstract. The proponents of practice approaches to organizational routines claim that Herbert Simon’s conceptualization of routines overlooks issues of mindfulness, agency, and interpretation. We show that this criticism of Simon’s account of rule-based behavior in organizations is unsound. More importantly, Simon’s account overcomes some serious limitations of practice approaches with regard to understanding reflexivity, subjectivity, and improvisation. We reconstruct Simon’s view of organizational rules and cognition as part of his decision-making theory. In this view, rules are not rigid repetitive patterns of action, but mental structures allowing for various degrees of subjective interpretation, behavioral flexibility, and strategic action. We emphasize the central place that Simon assigns to the concept of a shared cognitive model governing representations of reality, and the importance of this concept in understanding the issue of rule-based behavior. Simon’s analysis is contemporary and powerful, insofar as it offers a valuable and comprehensive alternative to current understandings of routine and cognition in organizations.

Link to the review